Compliance Audit Services
Ensuring your business adheres to all regulatory requirements is critical to avoid legal risks and maintain operational efficiency. Our Compliance Audit Services provide a thorough review of your organization's adherence to statutory, regulatory, and internal policies, helping you stay compliant and mitigate risks.
Scope of Compliance Audit Services
Regulatory Compliance Audits
- Assessment of adherence to corporate laws, labor laws, and industry-specific regulations.
- Review of compliance with SEBI, RBI, FEMA, and other financial regulatory authorities.
- Verification of filings and submissions with statutory bodies like MCA, GST, and Income Tax departments.
GST & Tax Compliance Audits
- Review of GST returns, input tax credit claims, and reconciliation with financial statements.
- Compliance checks under the Income Tax Act, 1961, including TDS, advance tax, and tax filings.
- Examination of transfer pricing documentation for international transactions.
Secretarial Compliance Audits
- Review of board meeting minutes, resolutions, and filings with the Registrar of Companies (ROC).
- Ensuring adherence to corporate governance norms as per the Companies Act, 2013.
- Validation of shareholding patterns, related party transactions, and annual return filings.
Labor Law Compliance Audits
- Verification of payroll processing, PF, ESI, gratuity, and bonus calculations.
- Compliance review under the Shops and Establishments Act, Factories Act, and labour welfare laws.
- Assessment of employment contracts, workplace policies, and statutory record maintenance.
Internal Policy & Process Audits
- Evaluation of internal controls, SOPs, and risk management frameworks.
- Identification of gaps in policies and recommendations for process improvements.
- Ensuring compliance with internal codes of conduct, ethics, and anti-corruption laws.
Stay Compliant, Stay Ahead
Non-compliance can result in financial penalties, reputational damage, and legal liabilities. Our Compliance Audit Services help safeguard your business against these risks by ensuring full regulatory adherence. Contact us today for a detailed compliance assessment and proactive risk management solutions.
Our team stays updated with the constantly evolving regulatory landscape to provide you with timely insights and practical solutions. We help transform compliance from a burden into a competitive advantage by streamlining processes and enhancing organizational governance.
Why Choose Our Compliance Audit Services
- Comprehensive Coverage: We ensure a 360-degree review of all applicable laws and regulations.
- Risk Mitigation: Identify non-compliance risks before they escalate into legal issues.
- Expert Guidance: Our experienced professionals provide actionable recommendations for compliance improvements.
- Regulatory Updates: Stay updated with the latest amendments and changes in compliance requirements.
- Customized solutions for your industry and business size.
Frequently Asked Questions
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