Company Annual Filing: AOC-4 & MGT-7 Compliance in India

Every company registered in India must comply with annual filing requirements under the Companies Act, 2013. Two key forms that private limited companies, one-person companies (OPCs), and other entities must file with the Registrar of Companies (ROC) are AOC-4 and MGT-7. Ensuring timely filing helps avoid penalties and keeps your company in good standing. Here's everything you need to know about these compliance requirements.

What is AOC-4?

AOC-4 is the financial statement filing form that every company must submit annually. It provides details of the company's balance sheet, profit & loss statement, auditor's report, and other financial disclosures.

Who Needs to File AOC-4?

  • Private Limited Companies
  • One Person Companies (OPCs)
  • Public Limited Companies
  • Other Registered Entities under the Companies Act

AOC-4 Due Date

  • For OPCs: Within 180 days from the end of the financial year.
  • For Other Companies: Within 30 days from the date of the Annual General Meeting (AGM). Generally, this means the deadline is 29th October for companies following an April-March financial year.

Documents Required for AOC-4

  • Audited Financial Statements (Balance Sheet & P&L)
  • Board's Report
  • Auditor's Report
  • Notes to Accounts
  • Statement of Cash Flow (if applicable)
  • Corporate Social Responsibility (CSR) Report (if applicable)

Penalty for Late Filing of AOC-4

If a company fails to file AOC-4 on time, a penalty of ₹100 per day continues to accrue until the filing is completed. Additionally, directors may face disqualification in case of prolonged non-compliance.

What is MGT-7?

MGT-7 is the Annual Return filing form that provides details about the company's structure, management, shareholding pattern, and compliance with statutory requirements.

Who Needs to File MGT-7?

  • All Private Limited Companies
  • Public Limited Companies
  • One Person Companies (OPCs) (MGT-7A for OPCs & Small Companies)

MGT-7 Due Date

  • For All Companies: Within 60 days from the AGM date. This means companies with an AGM held on 30th September must file MGT-7 by 29th November.

Documents Required for MGT-7

  • Shareholding Details
  • Director & Key Managerial Personnel (KMP) Details
  • Registered Office Address
  • Debt Structure (if applicable)
  • Details of Transfers and Changes in Capital
  • Other Company Compliance Details

Penalty for Late Filing of MGT-7

The penalty for late filing is ₹100 per day until the form is filed. Persistent non-compliance may lead to stricter penalties, including legal action against the company and directors.

Our Compliance Approach

At Advisorate, we provide end-to-end compliance assistance for your company's annual filing requirements:

Preparation of financial statements and annual return in proper format
Review of all documents for accuracy and compliance
Timely digital filing with MCA portal
Follow-up on any queries or additional requirements
Regular compliance calendar updates to prevent missed deadlines

Timelines

1

AGM

Annual General Meeting within 6 months from the end of financial year

2

AOC-4 Filing

Within 30 days of AGM (by 29th October usually)

3

MGT-7 Filing

Within 60 days of AGM (by 29th November usually)

Our Company Annual Filing Services

  • End-to-End Filing Support: We handle documentation, review, and submission for AOC-4 & MGT-7.
  • Avoid Late Fees & Penalties: Timely filing ensures your company remains compliant.
  • Expert Guidance: Our professionals assist with corporate governance and compliance needs.
  • Affordable Pricing: Transparent and competitive rates for filing services.
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Frequently Asked Questions

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